How do I verify a broker is FCA-regulated?

Search the firm's name or FRN at register.fca.org.uk. The entry must show "Authorised", "Active" status and specifically list "investment services" or "MiFID activities" among permitted activities. A firm marked "EEA Authorised" is using a passporting permission that is no longer valid post-Brexit for new UK retail clients.

What does FSCS coverage actually pay out if a broker fails?

The Financial Services Compensation Scheme covers up to £85,000 per eligible client per failed firm, applied to investment claims as cash compensation rather than restoration of positions. Eligibility extends to most retail individuals; corporate clients above the SME threshold are typically excluded. Open trading positions may be closed and converted to cash before compensation is calculated.

Can UK residents legally trade with offshore (non-FCA) brokers?

Yes, but the FCA's protections — FSCS coverage, FOS dispute resolution, conduct supervision — do not apply to offshore relationships. The FCA cannot intervene if an offshore broker withholds funds. Major UK banks often refuse outbound transfers to known offshore broker entities under their AML programmes.

Why are crypto CFDs banned for UK retail clients?

The FCA banned the sale, marketing and distribution of crypto-derivatives (CFDs, futures, options, ETNs) to UK retail clients on 6 January 2021, citing extreme price volatility, valuation difficulty and high incidence of financial crime. UK residents who want crypto exposure must use spot exchanges (FCA-AML-registered for fiat services) or offshore CFD entities not soliciting UK retail.

What happens if my broker loses or surrenders its FCA permission?

The FCA can implement an orderly wind-down requiring client funds to be returned and positions closed by a deadline. If the firm fails outright, FSCS pays compensation up to £85,000. Most well-run brokers transfer client books to a sister entity in another jurisdiction before winding down the UK entity.

Tartibga soluvchi profili · UK

FCA — Financial Conduct Authority

KuzatuvchiBrokerlist Editorial · Mustaqil sharh jamoasiYangilangan 22-aprel, 2026

Financial Conduct Authority (FCA) — qimmatli qogʻozlar, hosilaviy vositalar va toʻlovlar bozorlarida bozor yaxlitligi va isteʼmolchilar himoyasi uchun masʼul Buyuk Britaniya moliyaviy xizmatlari xulq-atvori regulyatori.

Yurisdiksiya: Buyuk Britaniya · Angliya, Shotlandiya, Uels va Shimoliy Irlandiya.
Tashkil etilgan: 2013
Vakolatlar: Financial Services Act 2012 ga muvofiq 2013-yil 1-aprelda Financial Services Authority (FSA) dan nazorat masʼuliyatini qabul qildi. Taxminan 50 000 firmaning xulq-atvorini tartibga soladi.
Iste'molchilarni himoya qilish: Vakolatli firmalar Financial Services Compensation Scheme (FSCS) aʼzosi boʻlishi shart, bu firma faoliyati toʻxtatilganda har bir shaxs va muassasa uchun 85 000 GBP gacha qoplaydi. Mijoz mablagʻlari CASS qoidalariga muvofiq alohida saqlanadi.
Chakana leveraj cheklovlari: Noprofessional mijozlar uchun leveraj cheklangan: asosiy FX juftliklari uchun 1:30, ikkinchi darajali juftliklar va oltin uchun 1:20, boshqa tovarlar va asosiy indekslar uchun 1:10, alohida aksiyalar uchun 1:5 va kriptovalyutalar uchun 1:2. Salbiy balans himoyasi va 50 % marja yopilishi qoidasi majburiydir.
Ommaviy reyestr: Har bir vakolatli firma va shaxs uchun bepul ommaviy qidiruv. Har bir yozuv firmaning maʼlumotnoma raqami (FRN), ruxsatnomalar, holat tarixi va mumkin boʻlgan nazorat choralarini koʻrsatadi. Reyestrni ochish ↗
Nizolarni hal qilish: Noprofessional mijozlar firmaning yakuniy javobidan keyin olti oy ichida hal qilinmagan shikoyatlarni Financial Ombudsman Service (FOS) ga yuborishi mumkin. FOS qarorlari firma uchun 430 000 GBP gacha majburiydir.
Tahririy eslatmalar: FCA nazorat choralari ommaviy va qatʼiy choralar oqimida indekslangan. Ruxsatsiz Britaniya mijozlariga moʻljallangan firmalar ruxsatsiz firmalar ogohlantirish roʻyxatida koʻrinadi.

FCA litsenziyasiga ega kuzatilayotgan brokerlar

Brokerlar yo'q

Hozirda bizning ma'lumotlar bazamizda FCA litsenziyasiga ega kuzatilayotgan broker yo'q.

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Frequently asked

How do I verify a broker is FCA-regulated?: Search the firm's name or FRN at register.fca.org.uk. The entry must show "Authorised", "Active" status and specifically list "investment services" or "MiFID activities" among permitted activities. A firm marked "EEA Authorised" is using a passporting permission that is no longer valid post-Brexit for new UK retail clients.
What does FSCS coverage actually pay out if a broker fails?: The Financial Services Compensation Scheme covers up to £85,000 per eligible client per failed firm, applied to investment claims as cash compensation rather than restoration of positions. Eligibility extends to most retail individuals; corporate clients above the SME threshold are typically excluded. Open trading positions may be closed and converted to cash before compensation is calculated.
Can UK residents legally trade with offshore (non-FCA) brokers?: Yes, but the FCA's protections — FSCS coverage, FOS dispute resolution, conduct supervision — do not apply to offshore relationships. The FCA cannot intervene if an offshore broker withholds funds. Major UK banks often refuse outbound transfers to known offshore broker entities under their AML programmes.
Why are crypto CFDs banned for UK retail clients?: The FCA banned the sale, marketing and distribution of crypto-derivatives (CFDs, futures, options, ETNs) to UK retail clients on 6 January 2021, citing extreme price volatility, valuation difficulty and high incidence of financial crime. UK residents who want crypto exposure must use spot exchanges (FCA-AML-registered for fiat services) or offshore CFD entities not soliciting UK retail.
What happens if my broker loses or surrenders its FCA permission?: The FCA can implement an orderly wind-down requiring client funds to be returned and positions closed by a deadline. If the firm fails outright, FSCS pays compensation up to £85,000. Most well-run brokers transfer client books to a sister entity in another jurisdiction before winding down the UK entity.